Form 4 for ACCO ACCO BRANDS Corp
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0000712034-22-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-04 | 2022-03-03 | ACCO | Anderson Mark C | SVP, Corp. Development | M - OptEx | $7.51 | +7,957 | 109.7K | +8% | +$59.8K |
| D | 2022-03-04 | 2022-03-03 | ACCO | Anderson Mark C | SVP, Corp. Development | S - Sale+OE | $8.55 | -7,957 | 101.7K | -7% | -$68.0K |
| DM | 2022-03-04 | 2022-03-02 | ACCO | Anderson Mark C | SVP, Corp. Development | A - Grant | $0.00 | +59.0K | 11.8K | New | $0 |
| D | 2022-03-04 | 2022-03-03 | ACCO | Anderson Mark C | SVP, Corp. Development | M - OptEx | $0.00 | -7,957 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-03 | M | A | 7,957 | $7.51 | 109,663 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-03 | S | D | 7,957 | $8.55 | 101,706 | D | — | — | (F2) This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $8.51 to $8.595. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Stock Option (right to buy) | 2022-03-02 | A | A | 39,402 | $0.00 | 39,402 | D | $8.46 · 2023-03-02 to 2032-03-02 | 39,402 Common Stock | (F4) Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire ten years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan. |
| 4 | Derivative | Stock Option (right to buy) | 2022-03-03 | M | D | 7,957 | $0.00 | 0 | D | $7.51 · 2016-03-04 to 2022-03-04 | 7,957 Common Stock | (F4) Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire ten years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan. |
| 5 | Derivative | Performance Stock Units (2021-2023) | 2022-03-02 | A | A | 7,753 | $0.00 | 7,753 | D | $0.00 · — to — | 7,753 Common Stock | (F5) Reflects performance stock units (PSUs) granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle. |
| 6 | Derivative | Restricted Stock Units | 2022-03-02 | A | A | 11,821 | $0.00 | 11,821 | D | $0.00 · 2025-03-02 to 2025-03-02 | 11,821 Common Stock | (F3) Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 2, 2025, provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. |