Form 4 for RGS REGIS CORP

Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0000716643-21-000073 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-11-09	2021-11-05	RGS	Athayde Felipe A	Pres, CEO, Dir	A - Grant	$0.7186	+215.8K	398.0K	+118%	+$155.1K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-11-05	A	A	56,180	$2.76	238,389	D	—	—	(F1) The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 56,180 shares of RGS common stock under the SPMP.
2	Common	Common Stock	2021-11-05	A	A	159,604	$0.00	397,993	D	—	—	(F2) The Reporting Person was awarded a grant of 159,604 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.