Form 4 for RGS REGIS CORP
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0000716643-21-000082 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-09 | 2021-11-05 | RGS | Ferranti Michael Heath | SVP, People, Culture | A - Grant | $0.7185 | +12.9K | 6,461 | New | +$9,252 |
| DM | 2021-11-09 | 2021-11-05 | RGS | Ferranti Michael Heath | SVP, People, Culture | A - Grant | $0.00 | +175.0K | 87.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | A | A | 9,525 | $0.00 | 15,985.51 | D | — | — | (F3) The Reporting Person was awarded a grant of 9,525 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. |
| 2 | Common | Common Stock | 2021-11-05 | A | A | 3,352 | $2.76 | 6,460.51 | D | — | — | (F1) The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 3,352 shares of RGS common stock under the SPMP. (F2) Includes 3,108.506 shares attributable to employee stock plan purchases since the Reporting Person's Form 3. |
| 3 | Derivative | Stock Options | 2021-11-05 | A | A | 87,500 | $0.00 | 87,500 | D | $2.76 · — to 2031-11-05 | 87,500 Common Stock | (F4) The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements. |
| 4 | Derivative | Stock Appreciation Rights | 2021-11-05 | A | A | 87,500 | $0.00 | 87,500 | D | $2.76 · — to 2031-11-05 | 87,500 Common Stock | (F4) The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements. |