Form 4 for AROW ARROW FINANCIAL CORP
Accepted 2021-08-03 00:00:00 ET · period of report 2021-08-02 · accession 0000717538-21-000169 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-03 | 2021-08-02 | AROW | Murphy Thomas J. | Pres, CEO, Dir | F - Tax | $35.56 | -25.9K | 31.6K | -45% | -$919.4K |
| DM | 2021-08-03 | 2021-08-02 | AROW | Murphy Thomas J. | Pres, CEO, Dir | M - OptEx | $31.64 | +27.3K | 39.5K | +225% | +$864.8K |
| DM | 2021-08-03 | 2021-08-02 | AROW | Murphy Thomas J. | Pres, CEO, Dir | M - OptEx | $0.00 | -27.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | F | D | 25,855 | $35.56 | 31,588 | D | — | — | (F1) The information provided reflects 906 shares acquired under the Company's DRIP and 499 shares related to the 2020 ESOP allocation since January 29, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
| 2 | Common | Common Stock | 2021-08-02 | M | A | 2,575 | $34.25 | 34,163 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-02 | M | A | 11,256 | $33.06 | 58,919 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-02 | M | A | 8,196 | $30.01 | 47,663 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-02 | M | A | 5,304 | $29.89 | 39,467 | D | — | — | |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-02 | M | D | 5,304 | $0.00 | 0 | D | $29.89 · — to 2029-01-30 | 5,304 Common Stock | (F3) The options vest in four equal installments beginning January 30, 2020 |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-02 | M | D | 11,256 | $0.00 | 0 | D | $33.06 · — to 2027-01-25 | 11,256 Common Stock | (F5) The options vest in four equal installments beginning January 25, 2018 |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-02 | M | D | 2,575 | $0.00 | 0 | D | $34.25 · — to 2030-01-29 | 2,575 Common Stock | (F2) The options vest in four equal installments beginning January 29, 2021 |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-02 | M | D | 8,196 | $0.00 | 0 | D | $30.01 · — to 2028-01-31 | 8,196 Common Stock | (F4) The options vest in four equal installments beginning January 31, 2019 |