Form 4 for AROW ARROW FINANCIAL CORP
Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-09 · accession 0000717538-21-000185 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-10 | 2021-09-09 | AROW | Kaiser David D | SVP | M - OptEx | $20.73 | +3,015 | 15.2K | +25% | +$62.5K |
| D | 2021-09-10 | 2021-09-09 | AROW | Kaiser David D | SVP | F - Tax | $35.63 | -1,754 | 12.2K | -13% | -$62.5K |
| D | 2021-09-10 | 2021-09-09 | AROW | Kaiser David D | SVP | M - OptEx | $0.00 | -3,015 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-09 | M | A | 3,015 | $20.73 | 15,210 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-09 | F | D | 1,754 | $35.63 | 12,195 | D | — | — | (F1) The information provided reflects 57 shares acquired under the Company's DRIP which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-09-09 | M | D | 3,015 | $0.00 | 0 | D | $20.73 · — to 2024-01-29 | 3,015 Common Stock | (F2) The options vest in four equal installments beginning January 29, 2015 |