Form 4 for AROW ARROW FINANCIAL CORP
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-02 · accession 0000717538-21-000230 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-03 | 2021-11-02 | AROW | Wise Andrew J | SVP, COO | F - Tax | $36.19 | -805 | 2,031 | -28% | -$29.1K |
| D | 2021-11-03 | 2021-11-02 | AROW | Wise Andrew J | SVP, COO | M - OptEx | $29.14 | +1,000 | 3,031 | +49% | +$29.1K |
| D | 2021-11-03 | 2021-11-02 | AROW | Wise Andrew J | SVP, COO | M - OptEx | $0.00 | -1,000 | 1,093 | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-02 | F | D | 805 | $36.19 | 2,031 | D | — | — | (F1) The information provided reflects 195 shares acquired under the Company's DRIP and 53 shares acquired via stock dividends since April 29,2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
| 2 | Common | Common Stock | 2021-11-02 | M | A | 1,000 | $29.14 | 3,031 | D | — | — | |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-02 | M | D | 1,000 | $0.00 | 1,093 | D | $29.14 · — to 2028-01-31 | 1,000 Common Stock | (F2) The option vests in four equal annual installments beginning January 31, 2019 |