Form 4 for AROW ARROW FINANCIAL CORP
Accepted 2022-06-06 00:00:00 ET · period of report 2022-06-03 · accession 0000717538-22-000144 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-06 | 2022-06-03 | AROW | Kaiser David D | SVP | M - OptEx | $21.21 | +3,046 | 17.8K | +21% | +$64.6K |
| D | 2022-06-06 | 2022-06-03 | AROW | Kaiser David D | SVP | F - Tax | $0.00 | -1,963 | 14.8K | -12% | $0 |
| D | 2022-06-06 | 2022-06-03 | AROW | Kaiser David D | SVP | M - OptEx | $21.21 | -3,046 | 0 | -100% | -$64.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-03 | M | A | 3,046 | $21.21 | 17,818 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-03 | F | D | 1,963 | $0.00 | 14,772 | D | — | — | (F1) The information provided reflects 78 shares acquired under the Company's DRIP and 1,067 shares related to the 2021 ESOP allocation which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2022-06-03 | M | D | 3,046 | $21.21 | 0 | D | $21.21 · — to 2025-01-28 | 3,046 Common Stock | (F2) The options vest in four equal installments beginning January 28, 2016 |