Form 4 for AROW ARROW FINANCIAL CORP
Accepted 2022-08-18 00:00:00 ET · period of report 2022-08-17 · accession 0000717538-22-000181 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-18 | 2022-08-17 | AROW | Wise Andrew J | SVP, COO | M - OptEx | $29.05 | +1,406 | 5,547 | +34% | +$40.9K |
| D | 2022-08-18 | 2022-08-17 | AROW | Wise Andrew J | SVP, COO | F - Tax | $35.36 | -821 | 4,141 | -17% | -$29.0K |
| D | 2022-08-18 | 2022-08-17 | AROW | Wise Andrew J | SVP, COO | M - OptEx | $0.00 | -406 | 0 | -100% | $0 |
| D | 2022-08-18 | 2022-08-17 | AROW | Wise Andrew J | SVP, COO | A - Grant | $0.00 | +1,000 | 3,743 | +36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-17 | M | A | 406 | $29.14 | 4,547 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-17 | F | D | 821 | $35.36 | 4,141 | D | — | — | (F1) This information reflects 146 shares acquired under the Company's DRIP which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
| 3 | Common | Common Stock | 2022-08-17 | M | A | 1,000 | $29.02 | 5,547 | D | — | — | |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2022-08-17 | M | D | 406 | $0.00 | 0 | D | $29.14 · — to 2028-01-31 | 406 Common Stock | (F2) The option vests in four equal annual installments beginning January 31, 2019 |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2022-08-17 | A | A | 1,000 | $0.00 | 3,743 | D | $29.02 · — to 2029-01-30 | 1,000 Common Stock | (F3) The option vests in four equal annual installments beginning January 29, 2020 |