Form 4 for AROW ARROW FINANCIAL CORP
Accepted 2022-11-22 00:00:00 ET · period of report 2022-11-21 · accession 0000717538-22-000239 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-22 | 2022-11-21 | AROW | Kaiser David D | SVP | M - OptEx | $21.02 | +6,150 | 20.8K | +42% | +$129.3K |
| D | 2022-11-22 | 2022-11-21 | AROW | Kaiser David D | SVP | F - Tax | $35.52 | -3,639 | 14.7K | -20% | -$129.3K |
| D | 2022-11-22 | 2022-11-21 | AROW | Kaiser David D | SVP | M - OptEx | $0.00 | -6,150 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-21 | M | A | 6,150 | $21.02 | 20,802 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-21 | F | D | 3,639 | $35.52 | 14,652 | D | — | — | (F1) The information provided reflects 169 shares acquired under the Company's DRIP and 304 shares acquired via stock dividend sine June 03,2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2022-11-21 | M | D | 6,150 | $0.00 | 0 | D | $21.02 · — to 2026-01-27 | 6,150 Common Stock | (F3) The option vests in four equal installments beginning January 27, 2017. |