Form 4 for CASY Casey's
Accepted 2022-06-17 00:00:00 ET · period of report 2022-06-15 · accession 0000726958-22-000059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-17 | 2022-06-15 | CASY | FRAZELL CHAD MICHAEL | Chief HR Off | M - OptEx | $0.00 | +866 | 3,892 | +29% | $0 |
| D | 2022-06-17 | 2022-06-15 | CASY | FRAZELL CHAD MICHAEL | Chief HR Off | F - Tax | $186.57 | -698 | 3,477 | -17% | -$130.2K |
| D | 2022-06-17 | 2022-06-15 | CASY | FRAZELL CHAD MICHAEL | Chief HR Off | A - Grant | $0.00 | +1,113 | 3,589 | +45% | $0 |
| DM | 2022-06-17 | 2022-06-15 | CASY | FRAZELL CHAD MICHAEL | Chief HR Off | M - OptEx | $0.00 | -866 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-15 | M | A | 283 | $0.00 | 4,175 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-15 | F | D | 698 | $186.57 | 3,477 | D | — | — | (F2) Closing price of Casey's General Stores, Inc. Common Stock on June 15, 2022. |
| 3 | Common | Common Stock | 2022-06-15 | A | A | 1,113 | $0.00 | 3,589 | D | — | — | (F1) Represents the number of shares of Common Stock earned upon the vesting of performance-based restricted stock units awarded to Mr. Frazell under Casey's 2020 fiscal year long-term incentive compensation program. |
| 4 | Common | Common Stock | 2022-06-15 | M | A | 280 | $0.00 | 2,476 | D | — | — | |
| 5 | Common | Common Stock | 2022-06-15 | M | A | 303 | $0.00 | 3,892 | D | — | — | |
| 6 | Derivative | Restricted stock units | 2022-06-15 | M | D | 303 | $0.00 | 303 | D | — · — to — | 303 Common Stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. (F6) Pursuant to terms and conditions of 2018 Stock Incentive Plan. The remainder of this award will vest on June 15, 2023. Not included in the reported award amount is a target amount of performance-based restricted stock units that will vest on June 15, 2023, but which are subject to the satisfaction of certain performance criteria other than solely the price of Casey's Common Stock; the final amount of shares earned, if any, will be reported upon vest and satisfaction of those performance measures. |
| 7 | Derivative | Restricted stock units | 2022-06-15 | M | D | 283 | $0.00 | 566 | D | — · — to — | 283 Common Stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. (F7) Pursuant to terms and conditions of 2018 Stock Incentive Plan. The remainder of this award will vest in equal installments on June 15, 2023 and June 15, 2024. Not included in the reported award amount is a target amount of performance-based restricted stock units that will vest on June 15, 2024, but which are subject to the satisfaction of certain performance criteria other than solely the price of Casey's Common Stock; the final amount of shares earned, if any, will be reported upon vest and satisfaction of those performance measures. |
| 8 | Derivative | Restricted stock units | 2022-06-15 | M | D | 280 | $0.00 | 0 | D | — · — to — | 280 Common Stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. (F5) Pursuant to terms and conditions of 2018 Stock Incentive Plan. This award vested in full on June 15, 2022. |