Form 4/A for HCSG HEALTHCARE SERVICES GROUP INC
Accepted 2022-01-06 00:00:00 ET · period of report 2022-01-03 · accession 0000731012-22-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-01-06 | 2022-01-03+ | HCSG | SHEA JOHN CHRISTOPHER | EVP, Chief Admin Off | M - OptEx | $0.00 | +9,651 | 25.7K | +60% | $0 |
| DA | 2022-01-06 | 2022-01-04 | HCSG | SHEA JOHN CHRISTOPHER | EVP, Chief Admin Off | F - Tax | $0.00 | -3,770 | 24.0K | -14% | $0 |
| DA | 2022-01-06 | 2022-01-03 | HCSG | SHEA JOHN CHRISTOPHER | EVP, Chief Admin Off | A - Grant | $15.12 | +889 | 18.1K | +5% | +$13.4K |
| DMA | 2022-01-06 | 2022-01-03+ | HCSG | SHEA JOHN CHRISTOPHER | EVP, Chief Admin Off | A - Grant | $12.64 | +55.1K | 37.0K | New | +$696.4K |
| DMA | 2022-01-06 | 2022-01-03+ | HCSG | SHEA JOHN CHRISTOPHER | EVP, Chief Admin Off | M - OptEx | $0.00 | -9,651 | 3,400 | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | M | A | 2,819 | $0.00 | 20,910 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-04 | M | A | 2,002 | $0.00 | 27,742 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-04 | F | D | 3,770 | $0.00 | 23,972 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-04 | M | A | 1,930 | $0.00 | 22,840 | D | — | — | |
| 5 | Common | Common Stock | 2022-01-04 | M | A | 1,200 | $0.00 | 24,040 | D | — | — | |
| 6 | Common | Common Stock | 2022-01-03 | A | A | 889 | $15.12 | 18,091 | D | — | — | (F1) The original Form 4, filed on January 5, 2022, is being amended solely to correct Mr. Shea's officer title in box 5. As announced on August 24, 2021, Mr. Shea was appointed EVP & Chief Administrative Officer. (F2) Acquired by the Reporting Person through participation in the Healthcare Services Group, Inc. Employee Stock Purchase Plan. |
| 7 | Common | Common Stock | 2022-01-04 | M | A | 1,700 | $0.00 | 25,740 | D | — | — | |
| 8 | Derivative | Restricted Stock Units | 2022-01-04 | A | A | 16,587 | $0.00 | 16,587 | D | — · — to — | 16,587 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F7) These Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 4, 2022 grant date. |
| 9 | Derivative | Phantom Stock | 2022-01-03 | A | A | 1,530 | $17.79 | 8,189 | D | — · — to — | 1,530 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F4) Shares of Phantom Stock are payable in-kind following termination of the Reporting Person's employment with Issuer. |
| 10 | Derivative | Restricted Stock Units | 2022-01-03 | M | D | 2,819 | $0.00 | 8,450 | D | — · — to — | 2,819 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F5) These Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 3, 2020 grant date. |
| 11 | Derivative | Stock Option (right to buy) | 2022-01-04 | A | A | 36,974 | $18.10 | 36,974 | D | $18.10 · — to 2032-01-04 | 36,974 Common Stock | (F6) These Options shall vest and become exercisable at the rate of 20% annually, commencing on the first anniversary of the January 4, 2022 grant date. |
| 12 | Derivative | Restricted Stock Units | 2022-01-04 | M | D | 2,002 | $0.00 | 8,009 | D | — · — to — | 2,002 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F11) These Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 4, 2021 grant date. |
| 13 | Derivative | Restricted Stock Units | 2022-01-04 | M | D | 1,930 | $0.00 | 0 | D | — · — to — | 1,930 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F8) These Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 4, 2017 grant date. |
| 14 | Derivative | Restricted Stock Units | 2022-01-04 | M | D | 1,200 | $0.00 | 1,200 | D | — · — to — | 1,200 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F9) These Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 4, 2018 grant date. |
| 15 | Derivative | Restricted Stock Units | 2022-01-04 | M | D | 1,700 | $0.00 | 3,400 | D | — · — to — | 1,700 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F10) These Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 4, 2019 grant date. |