Form 4 for HCSG HEALTHCARE SERVICES GROUP INC
Accepted 2024-01-08 00:00:00 ET · period of report 2023-12-31 · accession 0000731012-24-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-08 | 2024-01-03+ | HCSG | WAHL Theodore | Pres, CEO, Dir | M - OptEx | $0.00 | +50.4K | 326.4K | +18% | $0 |
| D | 2024-01-08 | 2024-01-04 | HCSG | WAHL Theodore | Pres, CEO, Dir | F - Tax | $0.00 | -16.6K | 351.6K | -5% | $0 |
| D | 2024-01-08 | 2023-12-31 | HCSG | WAHL Theodore | Pres, CEO, Dir | A - Grant | $8.81 | +2,083 | 317.9K | +0.7% | +$18.4K |
| DM | 2024-01-08 | 2023-12-31+ | HCSG | WAHL Theodore | Pres, CEO, Dir | A - Grant | $5.32 | +314.8K | 33.9K | New | +$1.67M |
| DM | 2024-01-08 | 2024-01-03+ | HCSG | WAHL Theodore | Pres, CEO, Dir | M - OptEx | $0.00 | -50.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-03 | M | A | 15,547 | $0.00 | 341,939 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-04 | M | A | 10,025 | $0.00 | 351,964 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-04 | F | D | 16,650 | $0.00 | 351,607 | D | — | — | (F2) Total direct and indirect beneficial ownership by reporting person is 837,359. |
| 4 | Common | Common Stock | 2024-01-04 | M | A | 16,293 | $0.00 | 368,257 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-31 | A | A | 2,083 | $8.81 | 317,892 | D | — | — | (F1) Acquired by the Reporting Person through participation in the Healthcare Services Group, Inc. Employee Stock Purchase Plan. |
| 6 | Common | Common Stock | 2024-01-04 | M | A | 8,500 | $0.00 | 326,392 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-01-03 | A | A | 153,213 | $0.00 | 153,213 | D | — · — to — | 153,213 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F11) These Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 3, 2024 grant date. |
| 8 | Derivative | Stock Option (right to buy) | 2024-01-03 | A | A | 156,735 | $10.36 | 156,735 | D | $10.36 · — to 2034-01-03 | 156,735 Common Stock | (F10) These Options shall become exercisable at the rate of 20% annually, commencing on the first anniversary of the January 3, 2024 grant date. |
| 9 | Derivative | Restricted Stock Units | 2024-01-04 | M | D | 16,293 | $0.00 | 48,876 | D | — · — to — | 16,293 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F9) These Restricted Stock Units vest at the rate of 20% annually, commencing on the first anniversary of the January 4, 2022 grant date. |
| 10 | Derivative | Restricted Stock Units | 2024-01-04 | M | D | 10,025 | $0.00 | 20,048 | D | — · — to — | 10,025 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F8) These Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 4, 2021 grant date. |
| 11 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 15,547 | $0.00 | 15,547 | D | — · — to — | 15,547 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F7) These Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 3, 2020 grant date. |
| 12 | Derivative | Restricted Stock Units | 2024-01-04 | M | D | 8,500 | $0.00 | 0 | D | — · — to — | 8,500 Common Stock | (F3) Shares issued at the conversion rate of 1-for-1. (F6) These Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 4, 2019 grant date. |
| 13 | Derivative | Phantom Stock | 2023-12-31 | A | A | 4,858 | $10.37 | 33,855 | D | — · — to — | 4,858 Common Stock | (F5) Acquired pursuant to an Issuer contribution under the Healthcare Services Group, Inc. Deferred Compensation Plan. (F3) Shares issued at the conversion rate of 1-for-1. (F4) Shares of Phantom Stock are payable in-kind following termination of the Reporting Person's employment with Issuer. |