Form 4 for VTR Ventas

Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-10 · accession 0000740260-21-000185 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-11-12	2021-11-10	VTR	SHELTON JAMES D	Dir	M - OptEx	$46.41	+5,940	65.0K	+10%	+$275.7K
D	2021-11-12	2021-11-10	VTR	SHELTON JAMES D	Dir	S - Sale+OE	$54.20	-5,940	59.1K	-9%	-$321.9K
D	2021-11-12	2021-11-10	VTR	SHELTON JAMES D	Dir	M - OptEx	$46.41	-5,940	0	-100%	-$275.7K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-11-10	M	A	5,940	$46.41	65,019.58	D	—	—
2	Common	Common Stock	2021-11-10	S	D	5,940	$54.20	59,079.58	D	—	—	(F1) On November 10, 2021, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $54.181 to $54.201, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
3	Derivative	Stock Option (Right to Buy)	2021-11-10	M	D	5,940	$46.41	0	D	$46.41 · 2012-01-01 to 2022-01-01	5,940 Common Stock	(F2) These options vest in two equal annual installments beginning on the date of grant.