Form 4 for CFG Citizens Financial Group
Accepted 2023-02-13 00:00:00 ET · period of report 2023-02-10 · accession 0000759944-23-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-13 | 2023-02-10 | CFG | Cummings Kevin | Dir | M - OptEx | $38.33 | +90.7K | 546.5K | +20% | +$3.48M |
| D | 2023-02-13 | 2023-02-10 | CFG | Cummings Kevin | Dir | S - Sale+OE | $43.00 | -90.7K | 455.8K | -17% | -$3.90M |
| D | 2023-02-13 | 2023-02-10 | CFG | Cummings Kevin | Dir | M - OptEx | $0.00 | -90.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-10 | M | A | 90,689 | $38.33 | 546,478.44 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-10 | S | D | 90,689 | $43.00 | 455,789.44 | D | — | — | |
| 3 | Derivative | Stock Options | 2023-02-10 | M | D | 90,689 | $0.00 | 0 | D | $38.33 · — to 2023-04-06 | 90,689 Common Stock | (F1) The option vested in four installments on July 22, 2019, June 23, 2020, June 23, 2021, and April 6, 2022. |