Form 4 for CFG Citizens Financial Group
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000759944-23-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-03 | 2023-03-01+ | CFG | GRIGGS MALCOLM D | CRO | F - Tax | $41.65 | -12.6K | 125.2K | -9% | -$523.8K |
| 2023-03-03 | 2023-03-01 | CFG | GRIGGS MALCOLM D | CRO | A - Grant | $0.00 | +14.4K | 137.8K | +12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | F | D | 3,458 | $41.76 | 134,293 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-01 | A | A | 14,419 | $0.00 | 137,751 | D | — | — | (F1) Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. |
| 3 | Common | Common Stock | 2023-03-02 | F | D | 9,117 | $41.61 | 125,176 | D | — | — |