Form 4/A for CFG Citizens Financial Group
Accepted 2023-07-24 00:00:00 ET · period of report 2023-03-01 · accession 0000759944-23-000113 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2023-07-24 | 2023-03-01+ | CFG | Coughlin Brendan | Head of Consumer Banking | F - Tax | $41.66 | -7,225 | 86.9K | -8% | -$301.0K |
| A | 2023-07-24 | 2023-03-01 | CFG | Coughlin Brendan | Head of Consumer Banking | A - Grant | $0.00 | +17.0K | 94.1K | +22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | F | D | 2,434 | $41.76 | 91,174.35 | D | — | — | (F1) On March 3, 2023, the reporting person filed a Form 4 which inadvertently reported that, following the acquisition of RSUs granted to the filer on March 1, 2023, he beneficially owned an additional 16,973 shares of the issuers common stock. In fact, the reporting person beneficially owned 94,148.351 shares of the issuers common stock following the acquisition and as reported in Table I, column 5 of this amendment. Following dispositions of shares to satisfy tax liabilities on March 1, 2023 and March 2, 2023 that were reported in the same Form 4, the reporting person owned 86,923.351 shares of the issuers common stock, as also reported in this amendment. There are no changes to the three transactions re-reported in this form, they are included in this amendment only for the purposes of correcting the amount of securities beneficially owned by the reporting person following each of these previously reported transactions. |
| 2 | Common | Common Stock | 2023-03-02 | F | D | 4,791 | $41.61 | 86,923.35 | D | — | — | (F1) On March 3, 2023, the reporting person filed a Form 4 which inadvertently reported that, following the acquisition of RSUs granted to the filer on March 1, 2023, he beneficially owned an additional 16,973 shares of the issuers common stock. In fact, the reporting person beneficially owned 94,148.351 shares of the issuers common stock following the acquisition and as reported in Table I, column 5 of this amendment. Following dispositions of shares to satisfy tax liabilities on March 1, 2023 and March 2, 2023 that were reported in the same Form 4, the reporting person owned 86,923.351 shares of the issuers common stock, as also reported in this amendment. There are no changes to the three transactions re-reported in this form, they are included in this amendment only for the purposes of correcting the amount of securities beneficially owned by the reporting person following each of these previously reported transactions. |
| 3 | Common | Common Stock | 2023-03-01 | A | A | 16,973 | $0.00 | 94,148.35 | D | — | — | (F1) On March 3, 2023, the reporting person filed a Form 4 which inadvertently reported that, following the acquisition of RSUs granted to the filer on March 1, 2023, he beneficially owned an additional 16,973 shares of the issuers common stock. In fact, the reporting person beneficially owned 94,148.351 shares of the issuers common stock following the acquisition and as reported in Table I, column 5 of this amendment. Following dispositions of shares to satisfy tax liabilities on March 1, 2023 and March 2, 2023 that were reported in the same Form 4, the reporting person owned 86,923.351 shares of the issuers common stock, as also reported in this amendment. There are no changes to the three transactions re-reported in this form, they are included in this amendment only for the purposes of correcting the amount of securities beneficially owned by the reporting person following each of these previously reported transactions. |