Form 4 for CFG Citizens Financial Group
Accepted 2024-11-15 00:00:00 ET · period of report 2022-12-30 · accession 0000759944-24-000185 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-11-15 | 2022-12-30 | CFG | Cummings Kevin | Dir | S - Sale | $39.32 | -4,254 | 0 | -100% | -$167.3K |
| 2024-11-15 | 2024-11-13 | CFG | Cummings Kevin | Dir | A - Grant | $0.00 | +124.30 | 466.0K | +0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-30 | S | D | 4,254 | $39.32 | 0 | I | — | — | (F2) Disposition of shares occurred December 30, 2022 but was not reported timely and holding has been reported in error on reporting person's Form 4s filed during 2023 and 2024. |
| 2 | Common | Common Stock | 2024-11-13 | A | A | 124.30 | $0.00 | 466,008.88 | D By 401K | — | — | (F1) Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |