Form 4 for CFG Citizens Financial Group
Accepted 2026-07-28 16:30:06 ET · period of report 2026-07-24 · accession 0000759944-26-000143 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-07-28 16:30 | 2026-07-24 | CFG | VAN SAUN BRUCE | COB, CEO, Dir | S - Sale | $72.07 | -129.4K | 1.14M | -10% | -$9.32M | |
| M | 2026-07-28 16:30 | 2026-07-24 | CFG | VAN SAUN BRUCE | COB, CEO, Dir | G - Gift | $0.00 | -38.4K | 1.10M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-24 | S | D | 129,369 | $72.07 | 1,140,763 | D | — | — | (F1) On July 24, 2026, the reporting person sold directly owned shares of common stock. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.32, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2026-07-24 | G | D | 20,850 | $0.00 | 1,119,913 | D | — | — | (F3) On July 24, 2026, the reporting person donated directly owned shares of common stock to a donor advised fund, which will use the gifted shares for charitable purposes. |
| 3 | Common | Common Stock | 2026-07-24 | G | D | 17,500 | $0.00 | 1,102,413 | D | — | — | (F4) On July 24, 2026, the reporting person contributed directly owned shares of common stock to an irrevocable Spousal Lifetime Access Trust, of which the reporting person is a trustee, and the reporting person's spouse and descendants are the sole beneficiaries. The reporting person disclaims beneficial ownership of the securities held by the trust. |