Form 4 for CLF CLEVELAND-CLIFFS INC.
Accepted 2023-01-06 00:00:00 ET · period of report 2023-01-04 · accession 0000764065-23-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-06 | 2023-01-04 | CLF | Smith Clifford T | EVP, Pres, CC Steel | A - Grant | $0.00 | +139.1K | 725.1K | +24% | $0 | |
| 2023-01-06 | 2023-01-04 | CLF | Smith Clifford T | EVP, Pres, CC Steel | F - Tax | $17.20 | -99.4K | 625.7K | -14% | -$1.71M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-01-04 | A | A | 139,111 | $0.00 | 725,132 | D | — | — | (F1) Reflects a payout of performance shares for the 2020-2022 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended. |
| 2 | Common | Common Shares | 2023-01-04 | F | D | 99,433 | $17.20 | 625,699 | D | — | — | (F2) Reflects the mandatory surrender of 63,087 shares underlying performance shares and 36,346 shares underlying restricted share units in payment of the related tax liability incurred on January 4, 2023. |