Form 4 for CLF CLEVELAND-CLIFFS INC.
Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-03 · accession 0000764065-24-000030 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-05 | 2024-01-03 | CLF | Smith Clifford T | EVP, Pres, CC Steel | A - Grant | $0.00 | +34.0K | 729.5K | +5% | $0 | |
| 2024-01-05 | 2024-01-03 | CLF | Smith Clifford T | EVP, Pres, CC Steel | F - Tax | $19.64 | -29.3K | 700.2K | -4% | -$575.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-01-03 | A | A | 33,965 | $0.00 | 729,484 | D | — | — | (F1) Reflects a payout of performance shares for the 2021-2023 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended. |
| 2 | Common | Common Shares | 2024-01-03 | F | D | 29,317 | $19.64 | 700,167 | D | — | — | (F2) Reflects the mandatory surrender of 11,829 shares underlying performance shares and 17,488 shares underlying restricted share units in payment of the related tax liability incurred on January 3, 2024. |