Form 4 for CLF CLEVELAND-CLIFFS INC.
Accepted 2024-03-08 00:00:00 ET · period of report 2024-03-06 · accession 0000764065-24-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-08 | 2024-03-06 | CLF | Smith Clifford T | EVP, Pres, CC Steel | S - Sale+OE | $20.19 | -27.4K | 770.1K | -3% | -$553.8K |
| D | 2024-03-08 | 2024-03-06 | CLF | Smith Clifford T | EVP, Pres, CC Steel | M - OptEx | $7.70 | +27.4K | 797.5K | +4% | +$211.2K |
| D | 2024-03-08 | 2024-03-06 | CLF | Smith Clifford T | EVP, Pres, CC Steel | M - OptEx | $0.00 | -27.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-03-06 | S | D | 27,430 | $20.19 | 770,109 | D | — | — | (F2) The price reported in column four is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.36, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares sold at each separate price within this range. |
| 2 | Common | Common Shares | 2024-03-06 | M | A | 27,430 | $7.70 | 797,539 | D | — | — | |
| 3 | Derivative | Employee Stock Options (right-to-buy) | 2024-03-06 | M | D | 27,430 | $0.00 | 0 | D | $7.70 · 2017-12-31 to 2025-01-11 | 27,430 Common Shares |