Form 4 for HTO H2O AMERICA

Accepted 2021-10-12 00:00:00 ET · period of report 2021-10-09 · accession 0000766829-21-000121 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-10-12	2021-10-09	HTO	WESTBROOK MAUREEN P	Pres of CTWS	F - Tax	$68.09	-1,849	41.6K	-4%	-$125.9K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-10-09	F	D	1,849	$68.09	41,574	D	—	—	(F1) Represents 1,849 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on October 9, 2021 pursuant to the terms of the October 9, 2019 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. (F2) Represents (i) 9,478 shares of the issuer's common stock, (ii) 8,416 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,680 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.