Form 4 for HTO H2O AMERICA
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0000766829-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-04 | 2021-12-31 | HTO | Thornburg Eric W | Pres, CEO, Dir | F - Tax | $73.20 | -596 | 28.7K | -2% | -$43.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | F | D | 596 | $73.20 | 28,747 | D | — | — | (F1) Represents 596 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations on certain shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on December 31, 2021 pursuant to the terms of the January 2, 2019 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. (F2) Represents 19,067 shares of the issuer's common stock and 9,680 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. |