Form 4 for HTO H2O AMERICA
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0000766829-22-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-05 | 2022-01-03 | HTO | Brown Willie D. Jr. | VP, Gen Counsel, Corp Sec | A - Grant | $0.00 | +1,379 | 5,915 | +30% | $0 | |
| 2022-01-05 | 2022-01-03 | HTO | Brown Willie D. Jr. | VP, Gen Counsel, Corp Sec | F - Tax | $72.76 | -221 | 5,694 | -4% | -$16.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | A | A | 1,379 | $0.00 | 5,915 | D | — | — | (F1) Represents 1,379 shares of the common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. (F2) Represents 1,924 shares of the issuer's common stock and 3,991 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. |
| 2 | Common | Common Stock | 2022-01-03 | F | D | 221 | $72.76 | 5,694 | D | — | — | (F3) Represents 221 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2022 pursuant to the terms of the January 2, 2019 and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. (F4) Represents 2,246 shares of the issuer's common stock and 3,448 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. |