Form 4 for HTO H2O AMERICA

Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0000766829-22-000073 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2022-03-03	2022-03-01	HTO	WESTBROOK MAUREEN P	Pres of CTWS	A - Grant	$0.00	+134	42.8K	+0.3%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-03-01	A	A	134	$0.00	42,833	D	—	—	(F1) Represents 134 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate. (F2) Represents (i) 10,112 shares of the issuer's common stock, (ii) 8,789 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,932 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.