Form 4 for HTO H2O AMERICA
Accepted 2022-12-22 00:00:00 ET · period of report 2020-03-02 · accession 0000766829-22-000162 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-12-22 | 2022-11-23 | HTO | Gere Andrew | Pres, COO | S - Sale | $74.72 | -830 | 0 | -100% | -$62.0K |
| I | 2022-12-22 | 2022-01-19 | HTO | Gere Andrew | Pres, COO | G - Gift | $0.00 | +400 | 830 | +93% | $0 |
| 2022-12-22 | 2022-01-19 | HTO | Gere Andrew | Pres, COO | G - Gift | $0.00 | -400 | 23.6K | -2% | $0 | |
| MI | 2022-12-22 | 2020-03-02 | HTO | Gere Andrew | Pres, COO | P - Purchase | $65.34 | +36 | 430 | +9% | +$2,352 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-23 | S | D | 830 | $74.72 | 0 | I | — | — | (F6) As of the filing date of this Form 4, the UTMA does not beneficially own shares of common stock of the issuer. |
| 2 | Common | Common Stock | 2022-01-19 | G | A | 400 | $0.00 | 830 | I UTMA Jillian | — | — | (F4) Represents transfer of 400 shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA) in January 2022. |
| 3 | Common | Common Stock | 2022-01-19 | G | D | 400 | $0.00 | 23,627 | D UTMA Jillian | — | — | (F4) Represents transfer of 400 shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA) in January 2022. (F5) Reflects total number of shares owned by the reporting person as of the date of this filing and after the gift transaction explained in footnote 3 herein, including 20,739 shares of the issuer's common stock owned by the reporting person and 2,888 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms. Such total number reflects certain transactions previously reported on Forms 4 after the gift transaction on January 19, 2022 explained in footnote 3 herein. |
| 4 | Common | Common Stock | 2020-03-02 | P | A | 6 | $64.42 | 106 | I UTMA Robert | — | — | (F1) Represents shares acquired from March 2020 to November 2022 through a broker-administered dividend reinvestment program established by the reporting person. (F2) Represents the average per-share price paid in multiple acquisitions under the broker-administered dividend reinvestment program. |
| 5 | Common | Common Stock | 2020-03-02 | P | A | 30 | $65.53 | 430 | I UTMA Jillian | — | — | (F3) Represents shares acquired from March 2020 to November 2022 through a broker-administered dividend reinvestment program established by the reporting person (F2) Represents the average per-share price paid in multiple acquisitions under the broker-administered dividend reinvestment program. |