Form 4 for HTO H2O AMERICA
Accepted 2022-12-30 00:00:00 ET · period of report 2022-12-29 · accession 0000766829-22-000164 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-30 | 2022-12-29 | HTO | WESTBROOK MAUREEN P | Pres of CTWS | G - Gift | $0.00 | -650 | 40.6K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-29 | G | D | 650 | $0.00 | 40,590 | D | — | — | (F1) The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. (F2) Represents (i) 13,826 shares of the issuer's common stock, (ii) 2,888 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,876 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. |