Form 4 for HTO H2O AMERICA
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0000766829-23-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-05 | 2023-01-03 | HTO | Brown Willie D. Jr. | VP, Gen Counsel, Corp Sec | F - Tax | $82.23 | -316 | 6,808 | -4% | -$26.0K | |
| 2023-01-05 | 2023-01-03 | HTO | Brown Willie D. Jr. | VP, Gen Counsel, Corp Sec | A - Grant | $0.00 | +1,288 | 7,124 | +22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | F | D | 316 | $82.23 | 6,808 | D | — | — | (F3) Represents 316 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2023 pursuant to the terms of the January 2, 2020 and January 3, 2022 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. (F4) Represents 3,433 shares of the issuer's common stock and 3,375 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. |
| 2 | Common | Common Stock | 2023-01-03 | A | A | 1,288 | $0.00 | 7,124 | D | — | — | (F1) Represents 1,288 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. (F2) Represents 2,972 shares of the issuer's common stock and 4,152 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. |