Form 4 for HTO H2O AMERICA

Accepted 2023-01-06 00:00:00 ET · period of report 2023-01-04 · accession 0000766829-23-000024 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-01-06	2023-01-04	HTO	Patla Craig J	Pres of CTWS	F - Tax	$83.35	-149	7,663	-2%	-$12.4K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-01-04	F	D	149	$83.35	7,663	D	—	—	(F1) Represents 149 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2023 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were reported as Table I securities on Form 3 filed on January 5, 2023 by the reporting person as restricted stock units previously granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. (F2) Represents (i) 1,781 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,666 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.