Form 4 for HTO H2O AMERICA
Accepted 2023-02-27 00:00:00 ET · period of report 2023-02-23 · accession 0000766829-23-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-27 | 2023-02-23 | HTO | Thornburg Eric W | Pres, CEO, Dir | A - Grant | $0.00 | +7,716 | 51.4K | +18% | $0 | |
| 2023-02-27 | 2023-01-31 | HTO | Thornburg Eric W | Pres, CEO, Dir | J - Other | $65.80 | +253 | 43.7K | +0.6% | +$16.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-23 | A | A | 7,716 | $0.00 | 51,443 | D | — | — | (F3) Represents (i) 2,677 shares of common stock subject to the 2020 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022 and (ii) 5,039 shares of common stock subject to the 2020 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022. (F4) Represents 30,413 shares of the issuer's common stock and 21,030 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. |
| 2 | Common | Common Stock | 2023-01-31 | J | A | 253 | $65.80 | 43,727 | D | — | — | (F1) Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. (F2) Represents 30,413 shares of the issuer's common stock and 13,314 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. |