Form 4 for HTO H2O AMERICA

Accepted 2023-02-27 00:00:00 ET · period of report 2023-02-23 · accession 0000766829-23-000053 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-02-27	2023-01-31	HTO	Gere Andrew	Pres of SJWC	J - Other	$65.80	+194	24.5K	+0.8%	+$12.8K
	2023-02-27	2023-02-23	HTO	Gere Andrew	Pres of SJWC	A - Grant	$0.00	+1,371	25.9K	+6%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-01-31	J	A	194	$65.80	24,512	D	—	—	(F1) Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. (F2) Represents 21,801 shares of the issuer's common stock and 2,711 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.
2	Common	Common Stock	2023-02-23	A	A	1,371	$0.00	25,883	D	—	—	(F3) Represents (i) 568 shares of common stock subject to the 2020 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022 and (ii) 803 shares of common stock subject to the 2020 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022. (F4) Represents 21,801 shares of the issuer's common stock and 4,082 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.