Form 4 for HTO H2O AMERICA

Accepted 2023-09-05 00:00:00 ET · period of report 2023-09-01 · accession 0000766829-23-000136 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-09-05	2023-09-01	HTO	Patla Craig J	Pres of CTWS	A - Grant	$0.00	+22	7,079	+0.3%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-09-01	A	A	22	$0.00	7,079	D	—	—	(F1) Represents 22 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate. (F2) Represents (i) 1,137 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,726 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.