Form 4 for HTO H2O AMERICA
Accepted 2024-01-04 00:00:00 ET · period of report 2024-01-02 · accession 0000766829-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-04 | 2024-01-02 | HTO | Walters Andrew F | CFO, Treas | A - Grant | $0.00 | +2,339 | 18.2K | +15% | $0 | |
| 2024-01-04 | 2024-01-03 | HTO | Walters Andrew F | CFO, Treas | F - Tax | $64.78 | -384 | 17.8K | -2% | -$24.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-02 | A | A | 2,339 | $0.00 | 18,164 | D | — | — | (F1) Represents 2,339 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of Common Stock upon vesting of the RSU. The RSUs will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. (F2) Represents 12,487 shares of Common Stock and 5,677 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms. |
| 2 | Common | Common Stock | 2024-01-03 | F | D | 384 | $64.78 | 17,780 | D | — | — | (F3) Represents 384 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 3, 2024 pursuant to the terms of the January 3, 2022 and January 3, 2023 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the RSUs were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. (F4) Represents 13,142 shares of the issuer's common stock and 4,638 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. |