Form 4 for AORT ARTIVION, INC.
Accepted 2022-02-08 00:00:00 ET · period of report 2022-02-07 · accession 0000784199-22-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-08 | 2022-02-07 | AORT | Mackin James P | Pres, CEO | S - Sale+OE | $17.30 | -10.6K | 304.2K | -3% | -$184.0K |
| D | 2022-02-08 | 2022-02-07 | AORT | Mackin James P | Pres, CEO | M - OptEx | $11.00 | +10.6K | 314.8K | +3% | +$117.0K |
| D | 2022-02-08 | 2022-02-07 | AORT | Mackin James P | Pres, CEO | M - OptEx | $11.00 | -10.6K | 31.9K | -25% | -$117.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-07 | S | D | 10,638 | $17.30 | 304,178 | D | — | — | (F1) The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021 (F2) Reflects weighted average price. Range of prices were between $16.90 to $17.51. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-02-07 | M | A | 10,638 | $11.00 | 314,816 | D | — | — | (F1) The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021 |
| 3 | Derivative | StockOption(Right To Buy) | 2022-02-07 | M | D | 10,638 | $11.00 | 31,915 | D | $11.00 · 2016-02-19 to 2022-02-19 | 10,638 Common Stock | (F3) Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016 |