Form 4 for AORT ARTIVION, INC.
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0000784199-22-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-22 | 2022-02-17 | AORT | Barthold Franz Peter | VP, Research, Development | A - Grant | $0.00 | +5,883 | 16.0K | +58% | $0 |
| M | 2022-02-22 | 2022-02-17 | AORT | Barthold Franz Peter | VP, Research, Development | F - Tax | $17.50 | -1,757 | 15.2K | -10% | -$30.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-17 | A | A | 1,985 | $0.00 | 17,139 | D | — | — | (F3) Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022. |
| 2 | Common | Common Stock | 2022-02-17 | F | D | 892 | $17.50 | 16,246 | D | — | — | (F2) These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. |
| 3 | Common | Common Stock | 2022-02-17 | A | A | 3,898 | $0.00 | 16,019 | D | — | — | (F1) Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date. |
| 4 | Common | Common Stock | 2022-02-17 | F | D | 865 | $17.50 | 15,154 | D | — | — | (F2) These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. |