Form 4 for AORT ARTIVION, INC.
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0000784199-22-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-22 | 2022-02-17 | AORT | LEE DAVID ASHLEY | COO, CFO, Executive VP | F - Tax | $17.50 | -2,514 | 282.4K | -0.9% | -$44.0K |
| M | 2022-02-22 | 2022-02-17 | AORT | LEE DAVID ASHLEY | COO, CFO, Executive VP | A - Grant | $0.00 | +12.5K | 286.4K | +5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-17 | F | D | 1,223 | $17.50 | 285,158 | D | — | — | (F2) These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. |
| 2 | Common | Common Stock | 2022-02-17 | F | D | 1,291 | $17.50 | 282,408 | D | — | — | (F2) These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. |
| 3 | Common | Common Stock | 2022-02-17 | A | A | 8,574 | $0.00 | 283,699 | D | — | — | (F1) Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date. |
| 4 | Common | Common Stock | 2022-02-17 | A | A | 3,973 | $0.00 | 286,381 | D | — | — | (F3) Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022. |