Form 4 for AORT ARTIVION, INC.
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-23 · accession 0000784199-23-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-01 | 2023-02-27+ | AORT | Maney Rochelle L. | VP, Quality | S - Sale | $13.03 | -1,284 | 28.1K | -4% | -$16.7K |
| M | 2023-03-01 | 2023-02-23+ | AORT | Maney Rochelle L. | VP, Quality | A - Grant | $1.38 | +5,806 | 29.3K | +25% | +$8,036 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-27 | S | D | 878 | $12.94 | 25,017 | D | — | — | (F2) These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. |
| 2 | Common | Common Stock | 2023-02-27 | A | D | 790 | $12.94 | 28,467 | D | — | — | (F2) These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. |
| 3 | Common | Common Stock | 2023-02-23 | A | A | 2,356 | $0.00 | 25,895 | D | — | — | (F1) Represents performance stock units granted on Feb 23, 2022. Hundred percent (100%) were issued on Feb 23, 2023. |
| 4 | Common | Common Stock | 2023-02-28 | S | D | 406 | $13.24 | 28,061 | D | — | — | (F4) These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. |
| 5 | Common | Common Stock | 2023-02-23 | A | A | 4,240 | $0.00 | 29,257 | D | — | — | (F3) Represents performance stock units granted on Feb 23, 2022. Fifty percent (50%) were issued on Feb 23, 2023. The remaining shares earned in connection with the Feb 2022 grant will be eligible to vest and be issued as follows: 25% on 02/23/2024, and 25% on 02/23/2025, assuming continued employment on the relevant vesting date. |