Form 4 for AORT ARTIVION, INC.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000784199-23-000072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-03-01 | AORT | Mackin James P | Pres, CEO | A - Grant | $0.00 | +21.8K | 561.9K | +4% | $0 | |
| 2023-03-03 | 2023-03-02 | AORT | Mackin James P | Pres, CEO | S - Sale | $13.41 | -9,990 | 551.9K | -2% | -$134.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | A | A | 21,818 | $0.00 | 561,870 | D | — | — | (F1) Represents LTIP performance stock units of which hundred percent (100%) were issued on March 1, 2023. |
| 2 | Common | Common Stock | 2023-03-02 | S | D | 9,990 | $13.41 | 551,880 | D | — | — | (F2) These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. |