Form 4 for AORT ARTIVION, INC.
Accepted 2024-02-28 00:00:00 ET · period of report 2024-02-23 · accession 0000784199-24-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-28 | 2024-02-23 | AORT | Holloway Jean F | SVP, GC | A - Grant | $0.00 | +18.2K | 156.9K | +13% | $0 |
| M | 2024-02-28 | 2024-02-26 | AORT | Holloway Jean F | SVP, GC | S - Sale | $20.27 | -2,880 | 166.8K | -2% | -$58.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-23 | A | A | 12,836 | $0.00 | 168,376 | D | — | — | (F3) Represents performance stock units granted on Feb. 22, 2023. Fifty percent (50%) were issued on Feb. 23, 2024. The remaining shares earned in connection with the Feb. 2023 grant will be eligible to vest and be issued as follows: 25% on 02/22/2025; and 25% on 02/22/2026, assuming employment on the relevant vesting date. |
| 2 | Common | Common Stock | 2024-02-26 | S | D | 1,314 | $20.27 | 155,540 | D | — | — | (F2) These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. |
| 3 | Common | Common Stock | 2024-02-23 | A | A | 5,386 | $0.00 | 156,854 | D | — | — | (F1) Represents performance stock units granted on Feb. 22, 2023. One hundred percent (100%) were issued on Feb. 23, 2024. |
| 4 | Common | Common Stock | 2024-02-26 | S | D | 1,566 | $20.27 | 166,810 | D | — | — | (F2) These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. |