Form 4 for AORT ARTIVION, INC.
Accepted 2024-10-02 00:00:00 ET · period of report 2024-10-01 · accession 0000784199-24-000231 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-02 | 2024-10-01 | AORT | Horton Amy | VP, CAO | M - OptEx | $21.55 | +12.4K | 152.4K | +9% | +$267.9K |
| D | 2024-10-02 | 2024-10-01 | AORT | Horton Amy | VP, CAO | S - Sale+OE | $26.18 | -12.4K | 140.0K | -8% | -$325.4K |
| D | 2024-10-02 | 2024-10-01 | AORT | Horton Amy | VP, CAO | M - OptEx | $0.00 | -12.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-01 | M | A | 12,430 | $21.55 | 152,419 | D | — | — | (F1) The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 11, 2024. |
| 2 | Common | Common Stock | 2024-10-01 | S | D | 12,430 | $26.18 | 139,989 | D | — | — | (F1) The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 11, 2024. (F2) Reflects weighted average price. Range of prices were between $26.00 to $26.62. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-10-01 | M | D | 12,430 | $0.00 | 0 | D | $21.55 · 2019-03-12 to 2025-03-12 | 12,430 Common Stock | (F3) Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was March 12, 2019. |