Form 4 for DLHC DLH Holdings Corp.
Accepted 2022-06-09 00:00:00 ET · period of report 2022-06-07 · accession 0000785557-22-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-09 | 2022-06-07 | DLHC | JohnBull Kathryn M. | CFO | F - Tax | $17.25 | -31.1K | 321.9K | -9% | -$536.8K |
| D | 2022-06-09 | 2022-06-07 | DLHC | JohnBull Kathryn M. | CFO | M - OptEx | $1.34 | +191.0K | 353.0K | +118% | +$255.9K |
| D | 2022-06-09 | 2022-06-07 | DLHC | JohnBull Kathryn M. | CFO | M - OptEx | $1.34 | -191.0K | 0 | -100% | -$255.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-07 | F | D | 31,119 | $17.25 | 321,881 | D | — | — | (F1) Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options. |
| 2 | Common | Common Stock | 2022-06-07 | M | A | 191,000 | $1.34 | 353,000 | D | — | — | |
| 3 | Derivative | Employee Stock Options | 2022-06-07 | M | D | 191,000 | $1.34 | 0 | D | $1.34 · 2012-06-25 to 2022-06-25 | 191,000 Common Stock | (F2) The option initially represented the right to purchase a total of 250,000 shares and became exercisable, in part, on June 25, 2012. The remaining shares subject to this option subsequently vested over time. |