Form 4 for DLHC DLH Holdings Corp.
Accepted 2022-11-03 00:00:00 ET · period of report 2022-11-01 · accession 0000785557-22-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-03 | 2022-11-01 | DLHC | Parker Zachary | CEO, Pres, Dir | F - Tax | $13.20 | -67.2K | 692.9K | -9% | -$887.1K |
| D | 2022-11-03 | 2022-11-01 | DLHC | Parker Zachary | CEO, Pres, Dir | M - OptEx | $0.95 | +250.0K | 760.1K | +49% | +$237.5K |
| D | 2022-11-03 | 2022-11-01 | DLHC | Parker Zachary | CEO, Pres, Dir | M - OptEx | $0.00 | +250.0K | 250.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-01 | F | D | 67,208 | $13.20 | 692,851 | D | — | — | (F1) Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options. |
| 2 | Common | Common Stock | 2022-11-01 | M | A | 250,000 | $0.95 | 760,059 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-11-01 | M | A | 250,000 | $0.00 | 250,000 | D | $0.95 · 2012-11-21 to 2022-11-21 | 250,000 Common Stock | (F2) The option was granted on November 21, 2012 and represented the right to purchase a total of 250,000 shares. Such option became exercisable upon satisfaction of vesting conditions. |