Form 4 for DLHC DLH Holdings Corp.
Accepted 2024-01-23 00:00:00 ET · period of report 2024-01-19 · accession 0000785557-24-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-23 | 2024-01-19 | DLHC | Christian Jeanine M. | Pres. Social, Scientific Sys | M - OptEx | $8.02 | +75.0K | 75.0K | New | +$601.5K |
| D | 2024-01-23 | 2024-01-19 | DLHC | Christian Jeanine M. | Pres. Social, Scientific Sys | F - Tax | $16.29 | -50.0K | 25.0K | -67% | -$815.3K |
| D | 2024-01-23 | 2024-01-19 | DLHC | Christian Jeanine M. | Pres. Social, Scientific Sys | M - OptEx | $0.00 | -75.0K | 175.0K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-19 | M | A | 75,000 | $8.02 | 75,000 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-19 | F | D | 50,049 | $16.29 | 24,951 | D | — | — | (F1) Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options. |
| 3 | Derivative | Employee Stock Options | 2024-01-19 | M | D | 75,000 | $0.00 | 175,000 | D | $8.02 · — to 2030-07-13 | 250,000 Common Stock | (F2) Options to purchase 50,000 shares vested on the one-year anniversary of the grant date and the remainder vested upon the satisfaction of certain vesting conditions. |