Form 4 for CSL CARLISLE COMPANIES INC
Accepted 2021-08-09 00:00:00 ET · period of report 2021-08-06 · accession 0000790051-21-000184 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-09 | 2021-08-06+ | CSL | KOCH D CHRISTIAN | CEO, Pres | S - Sale+OE | $204.85 | -104.6K | 166.4K | -39% | -$21.42M |
| DM | 2021-08-09 | 2021-08-06+ | CSL | KOCH D CHRISTIAN | CEO, Pres | M - OptEx | $108.30 | +104.6K | 203.1K | +106% | +$11.32M |
| DM | 2021-08-09 | 2021-08-06+ | CSL | KOCH D CHRISTIAN | CEO, Pres | M - OptEx | — | -104.6K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-09 | S | D | 49,658 | $205.41 | 166,421 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $204.99 to $205.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-08-09 | M | A | 1,654 | $108.72 | 168,075 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-09 | S | D | 1,654 | $206.18 | 166,421 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $205.99 to $206.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-08-09 | M | A | 9,118 | $108.72 | 175,539 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-09 | S | D | 9,118 | $204.20 | 166,421 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $204.00 to $204.63. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2021-08-09 | M | A | 49,658 | $108.72 | 216,079 | D | — | — | |
| 7 | Common | Common Stock | 2021-08-06 | S | D | 36,638 | $204.21 | 166,421 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $204.00 to $204.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2021-08-06 | M | A | 139 | $107.73 | 166,560 | D | — | — | |
| 9 | Common | Common Stock | 2021-08-06 | S | D | 139 | $205.00 | 166,421 | D | — | — | |
| 10 | Common | Common Stock | 2021-08-09 | M | A | 7,348 | $107.73 | 173,769 | D | — | — | |
| 11 | Common | Common Stock | 2021-08-09 | S | D | 7,348 | $204.83 | 166,421 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $204.60 to $204.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 12 | Common | Common Stock | 2021-08-06 | M | A | 36,638 | $107.73 | 203,059 | D | — | — | |
| 13 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-06 | M | D | 36,777 | — | 7,348 | D | $107.73 · — to 2027-02-07 | 36,777 Common Stock | (F7) The transaction is the exercise of a derivative security. (F6) The option vested in three equal annual installments beginning on February 8, 2018. |
| 14 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-09 | M | D | 7,348 | — | 0 | D | $107.73 · — to 2027-02-07 | 7,348 Common Stock | (F7) The transaction is the exercise of a derivative security. (F6) The option vested in three equal annual installments beginning on February 8, 2018. |
| 15 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-09 | M | D | 60,430 | — | 0 | D | $108.72 · — to 2028-02-05 | 60,430 Common Stock | (F7) The transaction is the exercise of a derivative security. (F8) The option vested in three equal annual installments beginning on February 6, 2019. |