Form 4 for ASTE ASTEC INDUSTRIES INC
Accepted 2021-09-02 00:00:00 ET · period of report 2021-08-31 · accession 0000792987-21-000101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-02 | 2021-08-31 | ASTE | Merwe Jaco van der | Group Pres | A - Grant | $61.48 | +6 | 24.2K | +0.0% | +$368.88 |
| D | 2021-09-02 | 2021-08-31 | ASTE | Merwe Jaco van der | Group Pres | A - Grant | $61.48 | +2.19 | 1,225 | +0.2% | +$134.64 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-31 | A | A | 6 | $61.48 | 24,239 | D | — | — | (F1) Represents dividend equivalents earned on the 2021 RSU award. (F2) Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award. |
| 2 | Derivative | Phantom Stock | 2021-08-31 | A | A | 2.19 | $61.48 | 1,225.49 | D | — · — to — | 2.19 Common Stock | (F3) Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock. (F4) The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person. |