Form 4 for KBH KB HOME
Accepted 2022-01-28 00:00:00 ET · period of report 2022-01-26 · accession 0000795266-22-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-28 | 2022-01-26+ | KBH | JOHNSON ROBERT L | Dir | M - OptEx | $14.16 | +70.8K | 148.4K | +91% | +$1.00M |
| DM | 2022-01-28 | 2022-01-26+ | KBH | JOHNSON ROBERT L | Dir | D - Sale to Iss | $41.06 | -24.4K | 135.6K | -15% | -$1.00M |
| DM | 2022-01-28 | 2022-01-26+ | KBH | JOHNSON ROBERT L | Dir | M - OptEx | $0.00 | -70.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-26 | M | A | 16,458 | $8.46 | 115,668 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-26 | D | D | 3,462 | $40.22 | 112,206 | D | — | — | (F1) Based on the reporting person's election, the reporting person received shares of the issuer's common stock equal in value to the positive difference between each exercised stock option's exercise price and the closing price of the issuer's common stock on the respective date of exercise. Accordingly, each exercised stock option was settled in a manner similar to a stock appreciation right. No shares of the issuer's common stock were sold in the reported transactions. |
| 3 | Common | Common Stock | 2022-01-28 | M | A | 37,993 | $14.55 | 150,199 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-28 | D | D | 2,797 | $41.20 | 145,629 | D | — | — | (F1) Based on the reporting person's election, the reporting person received shares of the issuer's common stock equal in value to the positive difference between each exercised stock option's exercise price and the closing price of the issuer's common stock on the respective date of exercise. Accordingly, each exercised stock option was settled in a manner similar to a stock appreciation right. No shares of the issuer's common stock were sold in the reported transactions. |
| 5 | Common | Common Stock | 2022-01-28 | M | A | 9,157 | $17.60 | 144,720 | D | — | — | |
| 6 | Common | Common Stock | 2022-01-28 | D | D | 3,535 | $41.20 | 141,185 | D | — | — | (F1) Based on the reporting person's election, the reporting person received shares of the issuer's common stock equal in value to the positive difference between each exercised stock option's exercise price and the closing price of the issuer's common stock on the respective date of exercise. Accordingly, each exercised stock option was settled in a manner similar to a stock appreciation right. No shares of the issuer's common stock were sold in the reported transactions. |
| 7 | Common | Common Stock | 2022-01-28 | M | A | 7,241 | $20.70 | 148,426 | D | — | — | |
| 8 | Common | Common Stock | 2022-01-28 | D | D | 14,636 | $41.20 | 135,563 | D | — | — | (F1) Based on the reporting person's election, the reporting person received shares of the issuer's common stock equal in value to the positive difference between each exercised stock option's exercise price and the closing price of the issuer's common stock on the respective date of exercise. Accordingly, each exercised stock option was settled in a manner similar to a stock appreciation right. No shares of the issuer's common stock were sold in the reported transactions. |
| 9 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-01-26 | M | D | 16,458 | $0.00 | 0 | D | $8.46 · 2013-04-12 to 2022-04-12 | 16,458 Common Stock | |
| 10 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-01-28 | M | D | 9,157 | $0.00 | 0 | D | $17.60 · 2015-04-03 to 2024-04-03 | 9,157 Common Stock | |
| 11 | Derivative | Non-Qualfied Stock Option (Right to Buy) | 2022-01-28 | M | D | 37,993 | $0.00 | 0 | D | $14.55 · 2009-04-02 to 2024-04-02 | 37,993 Common Stock | |
| 12 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2022-01-28 | M | D | 7,241 | $0.00 | 0 | D | $20.70 · 2014-04-04 to 2023-04-04 | 7,241 Common Stock |