Form 4 for CLFD Clearfield, Inc.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0000796505-21-000028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-16 | CLFD | Hill John P | COO | A - Grant | $0.00 | +1,689 | 168.2K | +1% | $0 |
| D | 2021-11-18 | 2021-11-16 | CLFD | Hill John P | COO | F - Tax | $66.48 | -499 | 166.5K | -0.3% | -$33.2K |
| D | 2021-11-18 | 2021-11-16 | CLFD | Hill John P | COO | A - Grant | $0.00 | +8,797 | 86.6K | +11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock | 2021-11-16 | A | A | 1,689 | $0.00 | 168,171 | D | — | — | (F2) The restricted stock vests as to one-third of the shares on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date. |
| 2 | Common | Common Stock | 2021-11-16 | F | D | 499 | $66.48 | 166,482 | D | — | — | |
| 3 | Derivative | Option to Purchase Common Stock | 2021-11-16 | A | A | 8,797 | $0.00 | 86,573 | D | $66.48 · 2022-11-16 to 2026-11-16 | 8,797 Common Stock | (F3) The stock option vests as to one-third of the options on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date. |