Form 4 for CLFD Clearfield, Inc.
Accepted 2022-08-10 00:00:00 ET · period of report 2022-08-08 · accession 0000796505-22-000025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-10 | 2022-08-08 | CLFD | Hill John P | COO | M - OptEx | $12.29 | +36.0K | 193.8K | +23% | +$442.3K |
| DM | 2022-08-10 | 2022-08-08 | CLFD | Hill John P | COO | F - Tax | $112.38 | -19.7K | 185.0K | -10% | -$2.22M |
| D | 2022-08-10 | 2022-08-09 | CLFD | Hill John P | COO | S - Sale+OE | $110.91 | -16.3K | 168.7K | -9% | -$1.81M |
| DM | 2022-08-10 | 2022-08-08 | CLFD | Hill John P | COO | M - OptEx | $0.00 | -36.0K | 66.6K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-08 | M | A | 20,000 | $12.17 | 188,691 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-08 | F | D | 10,940 | $112.38 | 177,751 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-09 | S | D | 16,289 | $110.91 | 168,691 | D | — | — | (F2) The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $110.50 to $111.06 |
| 4 | Common | Common Stock | 2022-08-08 | F | D | 8,771 | $112.38 | 184,980 | D | — | — | |
| 5 | Common | Common Stock | 2022-08-08 | M | A | 16,000 | $12.43 | 193,751 | D | — | — | |
| 6 | Derivative | Employee Stock Option (Right to buy) | 2022-08-08 | M | D | 16,000 | $0.00 | 50,573 | D | $12.43 · 2020-11-13 to 2025-11-13 | 16,000 Common Stock | (F4) The stock option exercised vested in 1/5th increments beginning 11/13/2020 through 11/13/2024. |
| 7 | Derivative | Employee Stock Option (Right to buy) | 2022-08-08 | M | D | 20,000 | $0.00 | 66,573 | D | $12.17 · 2019-11-14 to 2022-11-14 | 20,000 Common Stock | (F3) The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2021. |