Form 4 for CLFD Clearfield, Inc.
Accepted 2022-08-10 00:00:00 ET · period of report 2022-08-08 · accession 0000796505-22-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-10 | 2022-08-08 | CLFD | HERZOG DANIEL R | CFO | M - OptEx | $12.17 | +10.0K | 50.1K | +25% | +$121.7K |
| D | 2022-08-10 | 2022-08-09 | CLFD | HERZOG DANIEL R | CFO | S - Sale+OE | $113.56 | -4,534 | 40.1K | -10% | -$514.9K |
| D | 2022-08-10 | 2022-08-08 | CLFD | HERZOG DANIEL R | CFO | F - Tax | $112.38 | -5,466 | 44.6K | -11% | -$614.3K |
| D | 2022-08-10 | 2022-08-08 | CLFD | HERZOG DANIEL R | CFO | M - OptEx | $0.00 | -10.0K | 29.6K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-08 | M | A | 10,000 | $12.17 | 50,072 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-09 | S | D | 4,534 | $113.56 | 40,072 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-08 | F | D | 5,466 | $112.38 | 44,606 | D | — | — | |
| 4 | Derivative | Employee Stock Option (Right to buy) | 2022-08-08 | M | D | 10,000 | $0.00 | 29,632 | D | $12.17 · 2019-11-14 to 2022-11-14 | 10,000 Common Stock | (F2) The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2021. |