Form 4 for CLFD Clearfield, Inc.
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-16 · accession 0000796505-23-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-20 | 2023-11-16 | CLFD | Hill John P | COO | F - Tax | $26.18 | -1,501 | 176.0K | -0.8% | -$39.3K |
| 2023-11-20 | 2023-11-16 | CLFD | Hill John P | COO | A - Grant | $0.00 | +19.1K | 193.9K | +11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-16 | F | D | 1,019 | $26.18 | 174,794 | D | — | — | |
| 2 | Common | Restricted Stock | 2023-11-16 | A | A | 19,098 | $0.00 | 193,892 | D | — | — | (F4) The restricted stock vests as to one-third of the shares on November 16, 2024, November 16, 2025 and November 16, 2026 subject to the reporting person's continued employment through each such date. |
| 3 | Common | Common Stock | 2023-11-16 | F | D | 172 | $26.18 | 175,813 | D | — | — | |
| 4 | Common | Common Stock | 2023-11-16 | F | D | 310 | $26.18 | 175,985 | D | — | — |